SOLUTIONS

Paramount Key Consulting specializes in the following areas:

RISK MANAGEMENT

OPERATIONAL AND SUPERVISORY AUDITS

REGULATORY COMPLIANCE

FINANCIAL CRIMES INVESTIGATION

SERVICES AND CAPABILITIES

Governance Risk and Compliance (GRC) Oversight, Annual Risk Assessment, Annual Audit Planning
Financial, Operational and Supervisory Auditing, Design of Controls and Testing of Effectiveness of Controls
Financial Crimes Investigations and Audit
Budgeting, Financial Modelling, Financial Planning, Financial Reporting, Qualitative and Quantitative Analysis
Broker Dealer Regulatory Compliance, Regulatory Compliance Examination Preparation, Responding to Self-Regulatory Organizations, As Required, Rulebooks: SEC, FINRA, CBOE, MSRB, and NYSE, Writing and Design of Policies, Procedures
Financial Management, Fixed Income, Wealth Planning, Trust Administration, Investment Management, MS Project, MS Visio, Allocation Master (Frontier Analytics), Minitab, and proficiency with Microsoft Office Suite and other proprietary tools

KEYS TO SUCCESS

Effectively communicating with potential clients, our position as a differentiated provider of superior Management Consulting services
Efficient provision of services at a fair market rate
Building effective marketing channels
Effective partnership with state and local governments, federal agencies, public and private individuals and entities, and international partners
Superior technology that will further enhance the client experience and showcase our value-added proposition

APPROACH

We use the Institute of Internal Auditors International Professional Practices Framework (IPPF), COSO, industry leading tools and technology to deliver cutting edge analysis.

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